New Brunswick • Occupational Therapists

    NBAOT Occupational Therapist Complaints in New Brunswick: What Occupational Therapists Should Know

    The New Brunswick Association of Occupational Therapists (NBAOT) is the regulator for occupational therapists in New Brunswick under An Act Respecting the New Brunswick Association of Occupational Therapists, SNB 1988, c 76. Most concerns are reviewed by the Complaints Committee. Serious matters may be referred to the Discipline Committee for a formal hearing.

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    Regulator

    New Brunswick Association of Occupational Therapists

    nbaot.org

    Governing statute

    An Act Respecting the New Brunswick Association of Occupational Therapists, SNB 1988, c 76

    First-stage decision-maker

    Complaints Committee

    Registrant response window

    No fixed statutory deadline; allow up to 5 business days for initial response

    Mailing address

    PO Box 4506 Rothesay, NB E2E 5X2

    506-458-1001

    Understanding the NBAOT complaints process

    Occupational Therapists in New Brunswick are accountable to the New Brunswick Association of Occupational Therapists (NBAOT). When a concern is raised about a occupational therapist, intake staff log it, send the occupational therapist a copy of the materials, and invite a written response. The complaints stream is built around the file the Complaints Committee reviews — the quality and clarity of your written response is the most important factor at this level.

    Most matters resolve at the Complaints Committee stage through dismissal, advice, a remedial undertaking, or a consent-style resolution. Serious matters that are not resolvable at intake may be referred to the Discipline Committee for a formal hearing on the record. Hearing decisions are typically posted on the regulator's public register.

    Engage your professional liability insurer the day you receive the notice. Do not contact the complainant directly. Preserve all relevant records (clinical notes, billing, schedules, communications). Read the regulator's notice carefully — your deadline, the scope of the allegations, and what is being asked of you are spelled out in it.

    What's distinctive about the NBAOT complaints process

    • Combined professional association and regulatory body
    • Working with legal counsel to revise its governing Act
    • Complaints must be on the official printed form, signed and mailed — no anonymous complaints
    • Registrar and staff work part-time
    • Bilingual services (English/French)

    What triggers complaints against occupational therapists in New Brunswick

    Administrative concerns

    • Practicing without valid NBAOT registration
    • Failure to renew registration or pay required fees
    • Non-compliance with continuing education obligations
    • Failure to cooperate with the Association's investigation

    Conduct or practice concerns

    • Unsafe or incompetent occupational therapy practice
    • Breach of professional boundaries with clients
    • Failure to obtain informed consent
    • Dishonesty or misrepresentation to clients, employers, or the Association
    • Inappropriate conduct reflecting adversely on the profession

    How a NBAOT complaint typically moves

    1. 1

      Complaint received and acknowledged

      The regulator receives the written complaint, assigns a file number, and sends a written acknowledgement to the complainant and the occupational therapist.

    2. 2

      Notice to the occupational therapist

      You are sent the complaint and supporting materials, and invited to provide a written response. The regulator's complaints staff is typically your point of contact.

    3. 3

      Investigation

      An investigator gathers records, may interview witnesses, and asks targeted questions. You have a duty to cooperate but you are entitled to counsel.

    4. 4

      Written response from the occupational therapist

      You submit a written response addressing each allegation with supporting documentation. This is usually the single most important document on the file.

    5. 5

      Review by the Complaints Committee

      The Complaints Committee reviews the file on the record. It can take no action, issue advice or a caution, accept an undertaking, require remediation, or refer the matter forward.

    6. 6

      Possible referral to the Discipline Committee

      Serious matters or unresolved factual disputes may be referred to the Discipline Committee for a formal hearing on the merits.

    Possible outcomes

    No further action or dismissal

    The committee determines the complaint is unfounded, outside its jurisdiction, or does not warrant further action. The file is closed and (in most jurisdictions) does not appear on the public register.

    Advice, caution, or reminder

    A non-disciplinary measure intended to support reflection on practice. Usually recorded on your regulator file; often not posted publicly.

    Remedial undertaking or consent agreement

    A structured remedial plan, typically including coursework, mentorship, or a period of practice monitoring. Some appear on the public register.

    Referral to discipline or formal hearing

    A formal hearing-style proceeding before a panel that can issue findings of professional misconduct or incompetence and impose conditions, suspension, or licence revocation.

    Suspension or revocation of registration

    Reserved for the most serious findings, including sexual abuse, criminal-grade conduct, or repeated practice failures. Always published on the regulator's public register.

    Practical tips for occupational therapists in New Brunswick

    • Read the regulator's notice carefully. Your deadline, the scope of the allegations, and the specific information requested are spelled out in it.
    • Notify your professional liability insurer the same day you receive the complaint — coverage typically includes legal representation.
    • Preserve all relevant records immediately: clinical notes, billing data, schedules, and any text or email communications with the patient or colleagues.
    • Do not contact the complainant directly. Communicate only through the regulator or through counsel.
    • Be calm, factual, and chronological in your written response. The committee reviews the file on the record; the quality of that document drives the outcome.

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